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The optics industry has not followed the lead of the machining and electronics industries in
applying advances In computer aided engineering (CAE), computer assisted manufacturing
(CAM), automation or quality management techniques. Automationbased on computer
integrated manufacturing (CIM) and flexible machining systems (FMS) has been widely
implemented In these industries. Optics continues to rely on standalone equipment that
preserves the highly skilled, labor intensive optical fabrication systems developed in the
1940's. This paper describes development initiatives at the Center for Optics Manufacturing
that will create computer integrated manufacturing technology and support processes for the
optical industry.
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Precision finishing process of hard and brittle material components such as single crystal silicon
wafer and magnetic head consists of lapping and polishing which depend too much on skilled
labor. This process is based on the traditional optical production technology and entirely
different from the automated mass production technique in automobile production.
Instead of traditional lapping and polishing, the nanogrinding is proposed as a new stock
removal machining to generate optical surface on brittle materials. By this new technology, the
damage free surface which is the same one produced by lapping and polishing can be obtained
on brittle materials, and the free carvature can also be generated on brittle materials. This
technology is based on the motion copying principle which is the same as in case of metal parts
machining.
The new nanogrinding technology is anticipated to be adapted as the machining technique
suitable for automated mass production, because the stable machining on the level of optical
production technique is expected to be obtained by the traditional lapping and polishing.
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The Kodak 2 .5m Ion Figuring System (IFS), intended for the final figuring of large optics using a directed
inert neutralized ion beam, has been installed and is operational. Process development and production implementation
efforts are currently underway. Thermal heating effects due to exposure to the ion beam removal function
are discussed. Details of processing and results from an ion figuring correction of a 0.Sm lightweighted optic are
presented.
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In the next decades, we foresee the need for the fabrication of many large asphenc mirrors for space
and astronomy applications. Itek Optical Systems has developed computer controlled optical
surfacing for rapidly fabricating such optics. Recently, these operations have been improved with
the development of a sheaf of new processes based on a greatly increased understanding of the
physics of glass surfacing. These improvements have already produced a reduction of large optics
surfacing time and the technology points towards further reduction.
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This paper presents results on figuring aspheric optical surfaces
by Plasma Assisted Chemical Etching (PACE) demonstrating rapid,
predictable convergence to the final figure. The figuring data
shows better than 95% convergence of the final figure in a single
operation for large spatial errors (on the order of the plasma
tool size and larger) and a high efficiency for correcting errors
much smaller than the tool size (mid-spatial frequency range).
Automated correction of arbitrary figure errors are made from
surface metrology data. This technology can be scaled from small
optics, millimeters in diameter, to large optics, meters in
diameter. A PACE production capability is first being developed
for relatively small optics, up to 12" diameter, that can have an
anamorphic shape.
The central feature of PACE is control of material removal
regardless of surface shape. In addition, it is capable of high
removal rates for a polishing process, one to two orders of
magnitude larger than conventional pitch polishing. Thus, PACE
can be used for figure generation as well as final figure
correction. PACE intrinsically smoothes while removing material
leaving a virgin surface free of process related contamination
and subsurface damage.
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This paper presents results on figuring aspheric optical surfaces
by Plasma Assisted Chemical Etching (PACE) demonstrating rapid,
predictable convergence to the final figure. The figuring data
shows better than 95% convergence of the final figure in a single
operation for large spatial errors (on the order of the plasma
tool size and larger) and a high efficiency for correcting errors
much smaller than the tool size (mid-spatial frequency range).
Automated correction of arbitrary figure errors are made from
surface metrology data. This technology can be scaled from small
optics, millimeters in diameter, to large optics, meters in
diameter. A PACE production capability is first being developed
for relatively small optics, up to 12" diameter, that can have an
anamorphic shape.
The central feature of PACE is control of material removal
regardless of surface shape. In addition, it is capable of high
removal rates for a polishing process, one to two orders of
magnitude larger than conventional pitch polishing. Thus, PACE
can be used for figure generation as well as final figure
correction. PACE intrinsically smoothes while removing material
leaving a virgin surface free of process related contamination
and subsurface damage.
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A brief historical review is given of the earliest attempts to form optical
images with x-rays with special emphasis on grazing incidence optics. Some
mention will be made of other approaches to x-ray image formation such as
holography and zone plates and how they were developed in an educational
context. Comments are made concerning modern solutions to x-ray optical
problems which seemed insurmountable in the early days of x-ray opt
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The fabrication of large optical surfaces is accompanied by a
considerable amount of mathematical analysis and modeling aimed at
assisting in the measurement of the optic, refining the grinding
operation and speeding up the polishing process. A summary of such
recent efforts provides a good indication of the state of the overall
process.
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The Large Optical Generator (LOG) recently completed the generating of six off-axis aspheres. It was
decided to use the non-traditional technique of three-axis contouring to solve many of the fabrication
and mounting problems. The process and the solutions it provides are discussed, as well as the resultant
figure errors and how these compare to the traditional two-axis generating that LOG has done in the past.
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The Large Optical Generator (LOG) recently completed the generating of six off-axis aspheres. It was
decided to use the non-traditional technique of three-axis contouring to solve many of the fabrication
and mounting problems. The process and the solutions it provides are discussed, as well as the resultant
figure errors and how these compare to the traditional two-axis generating that LOG has done in the past.
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A large supersmooth precision cylindrical scanning mirror has been designed and in-
stalled in beam-line BL-5 at Beijing Electron Positron Collider (BEPC) for synchro-
tron radiation soft x-ray photolithography experimental station. Soft x-ray at wave
length 4-20A collimated passing through cylindrical mirror is sent into experimental
station at distance of 33 m from the source. Horizotal acceptance angle and grazing
incidence angle are 7.5 mrad and 1.5 degree, respectively. The cylindrical mirror is
made of aluminium alloy LD2 and its dimension and radius are 24OX110X30 mm and
527.5 mm, respectively. High accuracy figuring and supersmooth surface of the mirror
are required in order to reduce energy lo$s as less as posible.
Thj paper describts the fabrication technique and test method of the cylindrical
mirror. The blank made of aluminium alloy is machined and formed precisely and then
the surface of cylindrical mirror is plated by means of electronless nickel plating,
and grinded precisely and polished superprecisely special fine grinding abrasive on
cylindrical mirror fabreationmechinemodified. Finally Au coat is coated on the slit'-
face of cylinbrocal mirror by coating machine under UHV condition 1O0 torr • The fi
guring error of surface of the mirror is tested by test glass and interferometor;
surface roughness of the mirror is tested by means of the scattering method and in
terferometry. The s1op error, figuring error and roughnes of the surface of the cy
lindeical mirror are less than 10 arc second, /1O and 1OA RMS, respectively. Per
formence as mentioned above meets requirements of design.
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Minimization of aberrations of a microlithographic projection lens is one of the more
important processes in manufacturing a wafer stepper. It is difficult to optimize a Deep UV
(249 nm) projection lens without a DUV interferometer. This paper will present the technique
and result of testing and optimizing a DUV projection lens with a Twyman-Green interferometer
which employs a HeCd laser (442 nanometers ) for a source. Testing the DUV lens with a
visible wavelength interferometer inevitably degrades the sensitivity and accuracy of the interferometric
testing process due to a large change in wavelength. The minimum aberration tested
and optimized by the HeCd Twyman-Green interferometer will not correspond to the best
performance of the DUV projection lens. This is because there is a residue of aberrations
caused by testing the lens at a wavelength other than the 249 nm wavelength for which it was
designed. To solve this problem, a synthetic wavefront predicted by a lens design program at
442 nm was generated and converted to Zernike polynomial coefficients. The true aberrations of
the projection lens are obtained by subtracting the synthetic wavefront from the measured
wavefront.
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A gage is being developed to make precision measurements of moving surfaces in a manufacturing environment. A prototype
has demonstrated submicron repeatability and accuracy at the 2- to 6-micron level as well as the ability to measure parts
moving at about 1 in./min. The system is described, and the means to make the accuracy comparable to the repeatability and
to increase part velocity to more than 200 in./min are indicated.
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A novel optical profiler is described in this paper for measurement of surface profiles of synchrotron radiation (SR)
mirrors. The measurement is based on a combination of an optical heterodyne technique and a precise phase
measurement procedure without a reference surface. A Zeeman two-frequency He-Ne laser is employed as the light
source. The common-path optical system, which uses a birefringent lens as the beam splitter, minimizes the effects
of air turbulence, sample vibration and temperature variation. A special autofocus system allows the profiler to
measure the roughness and shape of a sample surface. The optical system is mounted on a large linear air-bearing
slide, and is capable of scanning over distances covering the spatial period range from several microns to nearly one
meter with a high measurement accuracy.
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The paper indicates the emerging requirements for profilometry instruments for use in the
fabrication and characterisation of modern optical systems. Important design principles are
covered, together with some of the problems which can be experienced. Examples of a number
of systems recently developed are given both stand alone systems and those which operate insitu
to the machining process.
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There is a critical need for new metrology tools for bridging the gap between mechani
cal profilometry and high-resolution Interterometry in the manufacture of advanced optical
components. A new class of instruments is becoming available because of the rapid
advances In laser diode technology. Properties of modern index-guIded laser diodes
include wavelength tunability, multiple wavelength operation, excellent spatial coherence
and low unit cost. These properties can be used for absolute distance measurement on
polished and unpolished optical surfaces during fabrication.
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Measurement of an optical surface by a figure measuring device allows one to make an estimate of the shape
of the surface. The absolute accuracy in locating the "true" surface depends on the sources of error in the measurement
process - both random errors and systematic errors. Analysis procedures have been developed to extract surface figure
information from optical profiler measurements on large mirrors. Rigid-body orientation effects are important in
analyzing the shape of the off-axis ellipsoidal reflectors used as grazing incidence mirrors in soft-x-ray synchrotron
instrumentation. Knowledge of the noise level and optical aberration function of the Long Trace Profiler allow us to
place error bars smaller than lambda/100 on measurements of surfaces that are more than 500mm long.
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Minimization of aberrations of a microlithographic projection lens is one of the more
important processes in manufacturing a wafer stepper. It is difficult to optimize a Deep UV
(249 nm) projection lens without a DUV interferometer. This paper will present the technique
and result of testing and optimizing a DUV projection lens with a Twyman-Green interferometer
which employs a HeCd laser (442 nanometers ) for a source. Testing the DUV lens with a
visible wavelength interferometer inevitably degrades the sensitivity and accuracy of the interferometric
testing process due to a large change in wavelength. The minimum aberration tested
and optimized by the HeCd Twyman-Green interferometer will not correspond to the best
performance of the DUV projection lens. This is because there is a residue of aberrations
caused by testing the lens at a wavelength other than the 249 nm wavelength for which it was
designed. To solve this problem, a synthetic wavefront predicted by a lens design program at
442 nm was generated and converted to Zernike polynomial coefficients. The true aberrations of
the projection lens are obtained by subtracting the synthetic wavefront from the measured
wavefront.
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The measurement of circularity of cylindrical grazing incidence optics is a formidable task, because required fabrication
accuracies are typically on the order of several micro-inches, with resulting measurement accuracies on the order of a
micro-inch or less. Such demanding accuracy requirements have evolved as the need for high resolution extreme
ultraviolet and X-ray systems has increased. Current measurement approaches involve rotating the element (or one or
more measurement probes) about the element's axis, and sensing the surface runout. Sensing can be mechanical or
interferometric, but in either case the approach is clearly sensitive to runout in the rotation itself. Even when multiple
probes are used to eliminate repeatable runout errors, nonrepeatable runout errors or drifts in probe position can
severely degrade accuracy. In this paper we discuss a new, noncontacting approach (patent pending) that involves
measuring the local circumferential curvature of the test piece by simultaneously measuring its circumferential slope at
two slightly displaced locations. As the pair of sensing beams is scanned along the circumference, a profile of curvature
is built, from which the circularity profile is deduced. The sensing of curvature not only makes the approach insensitive
to all types ofvibration and drift (both in surface height and in surface slope), but also makes it insensitive to runout
errors in the relative rotation. Thus, one can achieve absolute accuracies that are orders of magnitude smaller than
typical drifts and runouts. We summarize the special qualities of this approach which make it well suited to measuring
cylindrical optics, and which make it able to accommodate radii as small as twenty millimeters, working on either the
inside (concave) or the outside (convex) surface. Finally, we discuss some preliminary experimental results and
compare them with typical accuracy requirements.
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The Advanced X-Ray Astrophysical Facility (AXAF) is part of NASA's Great Observatory
program, and is scheduled for launch in the late 1 990's. A Wolter Type I grazing incidence
telescope, it is planned to study high energy astronomical phenomena which emit in the x-ray
spectrum from 0.1 -1 0 KeV (1 24 - 1 .24 A). The telescope consists of 6 nested, confocal
parabola/hyperbola pairs, with the conic figure polished on the inside surfaces of cylindrical
substrates. The 1 2 cylindrical elements are 1 meter in length and range in diameter from 0.5 -
1.2 meters.
The specifications for the AXAF optics place strict requirements on the metrology
instrumentation used to guide the fabrication process; in general, the accuracy of the
measurements must be an order of magnitude better than the quality of the finished product.
This is true for each of the measured parameters, which include axial figure, circumferential
figure, inner diameter, and surface microroughness. Axial figure, circumferential figure, and
inner diameter data are used to form maps of the inside surface of the optics, and form the
basis for the subsequent fabrication cycle. Surface microroughness is used to determine the
scattering performance of the system. This paper describes the facility used for the
measurement of circumferential figure and inner diameter. This facility, the Circularity and
Inner Diameter Station (CIDS), measures inner diameters of over 40 inches to within 70
microinches and acquires circularity data which is accurate to better than 1 microinch rms after
averaging and the removal of systematic errors.
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Recent developnients in the technology of surface generation are
directed towards higher quality and reduced costs using an everincreasing
range of optical materials. These goals require the use
of objective methods of measurement to ensure that the desired end-
points are within thresholds of acceptance at the instant these
occur.
This paper reviews progress in the development of methods of
measurement of surface roughness, waviness and flaws which are
likely to be suitable for on-machine use which could be traceable to
National Standards, and which might provide outputs suitable for
linking the process of design, manufacture and testing necessary to
ensure total quality management.
Results from recent laboratory assessments on a variety of
surface characteristics are presented to illustrate the potential of
the methods described.
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We present the results of an extensive study of X-ray reflectivities of dip lacquered and Au coated Al foils. The
measurements are performed at four different energies from 0.71 keV to 8.1 keV. The foils span a range of fabrication
parameters. We show, that two of three examined versions of a density variation model are able to explain the data.
We fmd a strong dependence on the microroughness of thickness of the Au coating and of the Au deposition rates.
We present data suggesting important correspondence between X-ray measurements and scanning tunneling microscopy
measurements. We fmd no dependence on curing temperatures (70°C to 130°C). Finally, we have performed an energy
scan of one of the foils, in the range 6 keV to 12 keV.
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Three kinds of deposition methods : ECR ( Electron Cycloiron Resonance ) sputtering, Ion Beam Sputtering (IBS)
and conventional Vacuum Evaporation (VE) are compared to obtain highly reflective X-ray mirrors. ECR sputtered
platinum film shows the highest X-ray reflectivity, because it exhibits the smallest surface roughness, a. The surface
roughness and morphology of Pt films are investigated using SEM, STM and X-ray reflectivity measurements. The
surface roughness of VE films is more than 0.8 nm. ECR and lBS films have optimum thicknesses which yield
minimum surface roughness. The minimum surface roughness of the ECR film is 0.30 nm and X-ray reflectivity of this
film does not vary before and after baking ( 250°C x 40 hours). ECR sputtered film is therefore the best one for
preparing high quality X-ray mirrors.
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From October 1986 to April 1988 Carl Zeiss has fabricated the 3.5m primary mirror of the "New
Technology Telescope" (NY!') for the European Southern Observatory (ESO). This was the first time at
Carl Zeiss that at no stage of manufacturing a skilled optician was necessary for doing manual corrections
on the mirror. In the contrary, all the shaping and fine correction was done by computer controlled
machine work. Computerized interferometry was the tool to deliver the necessary data for closing the
loop1'2.
As a rule of thumb, in a sound fabrication process the logarithm of the rms-values of the remaining
figure-errors drops linearly with time. For the LOT (Large Optical Telescope, Iraq) 3.6m-primary mirror
with an f-number of 3.5, which was fabricated at Carl Zeiss in a traditional way and finished in 1984, the
rms-value was brought down by a factor of two in about 81 days. For the ESO-N1T the time for cutting
the rms-value to half was 35 days3.
Next month the fabrication of another 3.5m mirror, the primary for the Telescopio Nationale Galileo
(TNG), will start. Although the NTE' was a very big success, we have used the time since 1988 to further
improve our measuring techniques. First we will report on the metrology applied during fabrication of the
NTT, then we will describe the tremendous improvements in resolution and speed now ready for the TNG.
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ABSTRACT
A new technique for fringe-pattern analysis is described. The technique, based on the
Hilbert transform, is highly accurate and computationally efficient.
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In this paper we define a versatile new noncontacting profilometry approach that offers significant advantages in terms
of accuracy, robustness, and flexibility over conventional interferometric or slope measuring approaches. The approach
involves measuring the local curvature of the test piece by simultaneously measuring its slope at two slightly displaced
locations. As the pair of sensing beams is scanned along the test piece, a profile of curvature is built, from which the
height profile is deduced. The sensing of curvature eliminates the need for an interferometric reference surface, and
makes the approach insensitive to all types of vibration and drift, both in surface height and in surface slope. Thus, the
approach is extremely robust. We have already demonstrated sub-Angstrom accuracy for typical mid-spatial period
ranges extending from a fraction of a millimeter to tens of millimeters. In this paper, however, we emphasize several
extensions of the measurement technique that make it an extremely versatile profiling approach for a variety of
metrology needs. These extensions include beam expansion to make very long scans possible; measurement of
circularity and cone angle of near cylindrical optics; and measurement of absolute flatness. We summarize our
experimental results obtained to date, and define expected performance levels for these extended measurement
functions.
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One of the unique properties of deformable mirrors is their ability to be shaped. The as-assembled mirror figure can vary
greatly, depending on the adjustment capability of the actuators used to shape it. Due to these variations, it is difficult to
directly interpret progress during the mirror-polishing cycle when the interpretation is based only upon the metrology
mterferometric readings. An in-process figure qualification procedure, which has been developed at Hughes Danbury
Optical Systems, is described in this paper. By facilitating the real time monitoring of progress, the application of this
procedure will accelerate the fabrication process of large deformable mirrors.
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An essential component in laser diode array systems is the micro-optic system
used for collimation and shaping of the output beams from indMdual elements of the
laser array. Candidate micro-optic technologies include photolithic arrays, gradient-index
optics, binary optics, and laser-assisted techniques. For the present work, a Mach Zender
interferometer was constructed for evaluating wavefront quality. This instrument was
used to select a lensiet array for an external cavity phase locking öxpement involving a
2 x 5 element monolithic surtace-emlthng laser diode array.
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A new algorithm for designing an illuminator in a proximity exposure system is discussed. A
relation between aberration of an irradiating lens and the irradiance distribution is studied and it is
found that the lens has to satisfy the expression:h =f tan 0 to achieve uniform distribution.
We designed a new-type illuminator with irradiating lens based on this expression and used a
Fresnel lens as a collimator. This illuminator has high uniformity in the distribution within
over an exposure area of 650mm x 650 mm. It has a collimation angle which is desirable fOr high
resolution; and, experimentally, a resolution of 5 p.m line and space pattern was observed with a gap
of 50 p.m.
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The precision metrology mount is the structural "backbone" that supports all AXAF metrology at Hughes Danbury
Optical Systems. This mount is currently designed to support P1 and Hi optics, the two outermost elements of the High
Resolution Mirror Assembly (HRMA)1 . The mount must offload the mirror deterministically in a one-g field with
tolerances established on the gram level.
The intent of this paper is to quantify the requirements placed on the metrology mount and then to describe the design
philosophy used to meet these demanding performance requirements. Finally and most importantly, the paper describes
how each of the metrology mount's specifications were addressed and met from a design vantage point.
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The Solar-A Soft X-Ray telescope will be launched aboard the Japanese Solar-A Satellite in 1991, to
study the sun during the next period of sunspot activity. The mechanical and optical design of this
monolithic, near 2 arc-sec image quality Nariai Telescope was developed previously as explained in reference
1 and depicted in Figure 2.0. Successful achievement of the aggressive performance goals for this design
required precision manufacturing and assembly, and accurate metrology to verify results. In fact, more
than three-fourths of the error budget was allocated to manufacturing and meirology errors because of the
recognized difficulty in producing and measuring the precision grazing-incident optical surfaces. To
obtain the anufacturing precision and metrology accuracy desired, specialized tooling had to be designed to
support and mount the optical substrate during the fabrication, surface metrology, alignment and assembly
processes. The design considerations, the substantiating structural analyses performed and the resulting
successful application of this specialized tooling are reported here in to show the difficulties often
encountered in developing "support" equipment to achieve desired results in the final product.
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Using RTV rubber as an interface between mirror elements and
their supporting structures during grinding and polishing was
proposed for the Advanced X-ray Astrophysics Facility (AXAF) for
glass safety concerns. This paper shows that the mirror
performance is quite sensitive to the compression modulus of GE
RTV-60 which, like all other rubber-like materials, is very
difficult to characterize by testing and even more difficult to
characterize analytically. Consequently, using representative
RTV properties in mirror analyses only produces nominal
performance predictions. The envelope of the range of
performance has to be determined by using both extremes of the
RTV compression modulus.
This paper also presents a comparison between compression
moduli generated via testing and that from semi-empirical
formulas. The agreement is satisfactory when mean values of the
test data are used for comparison and the shape factor is
modified to include partially constrained surfaces. The scatter
ranges from 7.6% to 23.0% depending upon the way the RTV samples
were cast. Using an error of about 16.2, we were still able to
meet the error budget requirements for the Glass Support Fixture
(GSF).
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Thermal-structural errors are inherently present during AXAF metrology. These include gravity release, random
alignment, thermal, and vibro acoustic errors. The impact of each of these sources on AXAF metrology is presentedin
this paper.
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Four new optical system configurations (-÷-++--, +÷-++-, -+-+- and
+-++-) are concieved for a laser scanning lens from fundamental
thifl lens equations and optimized for diffraction limited
performance. The speciality of these designs is the absence
of thick meniscus concentric (1) elements. Also the article explains
the circumstances forcing the use of thick meniscus elements.
The six-element designs are having small rms spot sizes. These
spot sizes are relatively insensitive to the position errors as
compared to the other published/communicated ones (2, 3 and 4).
The rms spot sizes at various zones are compared to understand
the relative merits of the present designs with the published
ones. In this study, percentage position errors at the
respective zones, telecentricity, efl and bfl are retained at the
same values as those of published ones. When the rms spot sizes
are of the same order in both the designs under
comparison, then design with less distance between the aperture
stop and image is found to be better. Out of the two six-element
types, one having configuration (++-+÷-) showed better
performance compared to the other in all respects. Also in this
design, the rms spot sizes are practically unchanged when
position error is changed from 0.90% to 0.006%. Two four element
configurations (+-+- and -++-) are also optimized and compared
with the one (-++-) recieved (5). The two published (2, 3)
configurations (-++++- and -+++-) are considered along with the
above. The characteristics of the resulting seventeen designs are
discussed in the later part of the paper.
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This paper examines the transition between brittle and ductile mode in loose abrasive microgrinding (grinding
with micron and sub-micron sized abrasives). The work was directed specifically at understanding loose abrasive
grinding dependency on slurry fluid chemistry and the swlace stresses that are introduced in the grInding process.
Several slurry fluids were investigated including water, a homologous series of n-alcohols, and several other organics
selected for various properties including molecular size and dielectric constant. Chemistry was found to play a major
role in the process; in fact, by simply changing slurry fluid composition, it was possible to induce the transition from
brittle fracture to ductile mode grinding in ULE (Corning Code 7971 Titanium Silicate Low Expansion Glass). Data
revealed that the dependency ofloose abrasive grinding on slurry chemistry can best be explained as Rebinder-Westwood
chemo-mechanical effects [1,2,3,4]. It was also observed that the grinding surface stresses, known as the Twyman effect,
increased dramatically in the transition from brittle to ductile mode grinding.
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